Louis Wargo
Louis Wargo is a registered investment advisor at LPL Financial LLC, based in Brecksville, OH, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7000 Fitzwater Rd Suite 200, Brecksville, OH, 44141
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2024Customer Dispute
November 2023Other Business ActivitiesSells Insurance
Louis is affiliated with FSC Corporate RIA providing advisory services, dedicating minimal time. He also sells various types of fixed insurance, fixed annuities, life insurance, and health insurance through his sole proprietorships, spending a few hours per week on these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Fsc Securities Corporation
Fsc Securities CorporationBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.