Marshall Kaplan is a registered investment advisor at Ingalls & Snyder LLC, based in New York, NY, with 39 years of industry experience. Marshall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,453 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ingalls & Snyder charges fees based on the value of your portfolio. The maximum annual fee for accounts with equities or equities and fixed income is 1.50% of the assets they manage. For accounts solely with fixed income, the maximum fee is 1.00%. Fees are generally billed quarterly based on the account value at the end of the quarter. Fees may be negotiable.
Location
1 Rockefeller Plaza, 7th Floor, New York, NY, 10020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Ingalls & Snyder LLC
Ingalls & Snyder, LLC
Ingalls & Snyder, LLCBroker
Previous Registrations
Morgan Stanley Investment Management INC.
Morgan Stanley Distribution, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Salomon Brothers INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.