DH
DH
David Heiman is a registered investment advisor at Morgan Stanley, based in San Jose, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
225 West Santa Clara Street, Suite 900, San Jose, CA, 95113
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Regulatory History (2)
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Customer Dispute
December 2008Settled
Customer Dispute
September 2008Withdrawn
Other Business Activities
David is involved with the Leo M Shortino Family Foundation as a Finance Committee member, Board Member, and Treasurer, dedicating a few hours per week. He also owns rental properties through Brigantine Lane LLC and 2615 E 6th St LLC, spending minimal time on these activities.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
October 1985 - February 1988 · 2 yrs 4 mos
State Registrations21 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.