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Patrick Perfitt

LPL Financial LLC
38 Years of Experience
Saint Joseph, MI
1 DisclosureBroker
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Patrick Perfitt is a registered investment advisor at LPL Financial LLC, based in Saint Joseph, MI, with 38 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Saint Joseph, MI

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patrick works as a real estate salesperson to assist existing clients in selling their houses since April 2020. This activity requires minimal time.

Employment History
Current Registrations
LPL Financial LLC
December 2012 - Present · 13 yrs 10 mos
LPL Financial LLCBroker
December 2012 - Present · 13 yrs 10 mos
Previous Registrations
Edward Jones
October 2007 - December 2012 · 5 yrs 2 mos
Edward JonesBroker
October 2007 - December 2012 · 5 yrs 2 mos
Ifmg Securities, INC.
August 2006 - November 2007 · 1 yr 3 mos
Ifmg Securities, INC.Broker
August 2006 - November 2007 · 1 yr 3 mos
Chase Investment Services CORP.Broker
July 2005 - June 2006 · 11 mos
Chase Investment Services CORP.
July 2005 - June 2006 · 11 mos
Banc One Securities Corporation
May 2005 - July 2005 · 2 mos
Banc One Securities CorporationBroker
July 2003 - July 2005 · 2 yrs
Royal Alliance Associates, INC.Broker
March 1999 - September 2001 · 2 yrs 6 mos
Charles Schwab & CO., INC.Broker
April 1991 - March 1999 · 7 yrs 11 mos
Advantage Investment ServiceBroker
March 1988 - April 1991 · 3 yrs 1 mo
Prudential-Bache Securities INC.Broker
January 1987 - November 1987 · 10 mos
Equico Securities, INC.Broker
November 1985 - February 1987 · 1 yr 3 mos
The Equitable Life Assurance Society of the United StatesBroker
November 1985 - February 1987 · 1 yr 3 mos
State Registrations10 states
AZCAFLGAILINKYMIOHVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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