WB
ChFC
WB
ChFC
Wayne Borstel
40 Years of Experience
The Dalles, OR
3 Disclosures
Wayne Borstel is a ChFC-designated registered investment advisor at Von Borstel & Associates, based in The Dalles, OR, with 40 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 496 clients with $580M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
496 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$576.4M
Fee Structure
Minimum Investment:$500K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.15% |
| $500K - $1.0M | 0.97% |
| $1.0M - $4.0M | 0.83% |
| $4.0M - $7.0M | 0.35% |
| $7M+ | 0.28% |
Fees may be negotiable for clients utilizing special programs.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
308 E 3rd Street, The Dalles, OR, 97058
Get directionsHistory
Regulatory History (3)
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Regulatory
July 2022Final
Employment Separation After Allegations
August 2020Regulatory
July 2012Final
Employment History
Current Registrations
Von Borstel & Associates
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Financial Advocates Investment Management
March 2017 - August 2020 · 3 yrs 5 mos
LPL Financial LLC
February 2003 - September 2016 · 13 yrs 7 mos
LPL Financial LLCBroker
July 2001 - August 2020 · 19 yrs 1 mo
Von Borstel & Associates, INC.
February 1992 - April 2017 · 25 yrs 2 mos
Mony Securities CorporationBroker
November 1985 - July 2001 · 15 yrs 8 mos
State Registrations3 states
ORTXWA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.