WL
ChFC
WL
ChFC

Wayne Lampley

40 Years of Experience
Nashville, TN
1 DisclosureBrokerSells Insurance

Wayne Lampley is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Nashville, TN, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Nashville, TN

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1986
Final Disposition
Other Business ActivitiesSells Insurance

Wayne owns Spectrum Wealth Solutions, providing securities and investment advisory services full-time. He is also an insurance agent since 1980, selling various insurance products and fixed annuities, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
LPL Financial LLC
July 2025 - Present · 10 mos
LPL Financial LLCBroker
July 2025 - Present · 10 mos
Previous Registrations
Next Financial Group, INC.
July 2016 - July 2025 · 9 yrs
Next Financial Group, INC.Broker
September 2003 - July 2025 · 21 yrs 10 mos
Park Avenue Securities LLCBroker
May 1999 - September 2003 · 4 yrs 4 mos
Guardian Investor Services CorporationBroker
March 1986 - May 1999 · 13 yrs 2 mos
Mony Securities CORP.Broker
November 1985 - February 1986 · 3 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.