DG
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Darcy Glenn

37 Years of Experience
Birmingham, AL
1 DisclosureBroker

Darcy Glenn is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Birmingham, AL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

201 Office Park Drive, Suite 175, Birmingham, AL, 35223

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History

Regulatory History (1)
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Criminal
January 1975
Final Disposition
Other Business Activities

Darcy works as an associate/employee for First Call Financial, supporting advisors and ensuring smooth business operations, dedicating about half of her time. Darcy also owns Glenn Art, producing and selling art-related products, which takes a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2022 - Present · 3 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Morgan Stanley
March 2018 - June 2022 · 4 yrs 3 mos
Morgan StanleyBroker
July 2013 - June 2022 · 8 yrs 11 mos
Sterne, Agee & Leach, INC.Broker
July 2009 - July 2013 · 4 yrs
Nbc Securities, INC.Broker
April 2007 - June 2009 · 2 yrs 2 mos
Southtrust Securities, LLCBroker
September 1986 - April 2005 · 18 yrs 7 mos
Bhc Securities, INC.Broker
November 1985 - April 1986 · 5 mos
State Registrations19 states
ALAZCACODCFLGAILMIMSNCNJNYOHORSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darcy Glenn - Financial Advisor | TrueAdvisor