Kent Engelke
Kent Engelke is a registered investment advisor at Capitol Securities Management, INC., based in Glen Allen, VA, with 40 years of industry experience. Kent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 3,745 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CSM charges a percentage of your portfolio each year for investment advisory advice. The maximum advisory fee is 2.0% per year. The fee is paid in advance, on a quarterly or monthly basis. The amount you pay will reduce any money you make on your investments. CSM also offers wrap fee programs where the fee includes investment advisory services and brokerage execution costs. The maximum wrap fee is 2.0% per year.
Location
4050 Innslake Drive, Suite 250, Glen Allen, VA, 23060
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2025Customer Dispute
August 2020Customer Dispute
December 2016Customer Dispute
June 2001Other Business Activities
Kent is a managing partner in KKD LLC since 2005 and Kent Diane LLC since 2016, both single-purpose real estate rental properties. He dedicates minimal time to each business, handling tasks such as paying bills and leasing.
Employment History
Current Registrations
Capitol Securities Management, INC.Broker
Capitol Securities Management, INC.
Previous Registrations
Davenport & Company LLCBroker
Davenport & Company LLC
Anderson & Strudwick, Incorporated
A&s Capital Advisors, INC.
Anderson & Strudwick, IncorporatedBroker
Sovran Investment CorporationBroker
Dominick & Dominick, IncorporatedBroker
First Investors CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.