John Schwan
John Schwan is a registered investment advisor at Schwan Financial Advisors, LLC, based in Aberdeen, SD, with 40 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 307 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Schwan Financial Advisors does not directly manage investments. Instead, they recommend third-party investment advisors (TPIAs) to manage your money. The total fees charged by the TPIA, including the portion shared with Schwan Financial Advisors, will not exceed 3% of your portfolio per year.
Location
401 Vivian Street S., Aberdeen, SD, 57401
Get directionsHistory
Regulatory History (5)
Regulatory
October 2016Regulatory
March 2016Regulatory
February 2016Employment Separation After Allegations
July 2010Regulatory
September 1985Other Business ActivitiesSells Insurance
John is the President and part owner of Schwan Financial Group, LLC, which provides estate and financial planning, investment advisory services, and insurance. He also has several other business activities, including real estate, banking, agriculture, and investments, taking up varying amounts of his time.
Employment History
Current Registrations
Schwan Financial Advisors, LLC
Previous Registrations
Kovack Securities INC.Broker
Cambridge Investment Research, INC.Broker
Legacy Builders Advisors, LLC
Cap Pro Brokerage Services, INC.Broker
Ffp Securities, INC.Broker
Nylife Securities INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.