Jeffrey Briggs
Jeffrey Briggs is a registered investment advisor at Capitol Securities Management, INC., based in Rochester, NY, with 40 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 3,745 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CSM charges a percentage of your portfolio each year for investment advisory advice. The maximum advisory fee is 2.0% per year. The fee is paid in advance, on a quarterly or monthly basis. The amount you pay will reduce any money you make on your investments. CSM also offers wrap fee programs where the fee includes investment advisory services and brokerage execution costs. The maximum wrap fee is 2.0% per year.
Location
706 East Ave., Rochester, NY, 14607
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2013Customer Dispute
September 2009Customer Dispute
November 2005Other Business Activities
Jeffrey is doing business as Rochester Wealth Management Group, LLC, which is investment-related. He is also the co-founder of Penfield Opposing Woke Education Racism, a non-profit organization, dedicating a few hours per week to organizing voters.
Employment History
Current Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Previous Registrations
The Concord Equity Group, LLC
The Concord Equity Group, LLCBroker
Kirlin Securities INC.Broker
H.J. Meyers & CO., INC.Broker
Brighton Securities CORP.Broker
Great Lakes Equities CO.Broker
Thomas James Associates, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.