Susan Lockwood
Susan Lockwood is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Manteno, IL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
303 Section Line Road, Manteno, IL, 60950
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Regulatory History (1)
Regulatory
September 1986Other Business Activities
Susan is an associate/employee at Midland States Bank since 2019, providing investment and financial planning advice through RJFS. This takes about half of Susan's time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
LPL Financial CorporationBroker
Invest Financial CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.