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Fernando Barzana

Stifel, Nicolaus & Company, Incorporated
55 Years of Experience
Coral Gables, FL
1 DisclosureBroker
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Fernando Barzana is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Coral Gables, FL, with 55 years of industry experience. Fernando is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Coral Gables, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1999
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Fernando owns three rental properties at the Bimini Sands resort & Marina in the Bahamas since 2021. This investment-related activity requires minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
August 2021 - Present · 5 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
August 2021 - Present · 5 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2016 - August 2021 · 5 yrs 2 mos
Wells Fargo Clearing Services, LLC
June 2016 - August 2021 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 1983 - June 2016 · 33 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - June 2016 · 37 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
September 1971 - September 1978 · 7 yrs
State Registrations6 states
ARCOFLNCNMNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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