Roy Bass
Roy Bass is a CFP-designated registered investment advisor at Capital Investment Advisory Services, LLC, based in Raleigh, NC, with 40 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Roy is the president/owner of Strategic Asset Management Consultants, Inc. since 1993, spending a few hours per week managing assets. He also works with Charitable Management Advisors, Inc. as VP, dedicating a few hours per week to consulting charities on planned giving.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
Capital Investment Brokerage, INC.Broker
Previous Registrations
Cic Advisers, LLC
Capital Investment Group, INC.Broker
Marion Bass Securities CorporationBroker
Premier Capital, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
American Express Financial Advisors INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.