Stephen Frank is a registered investment advisor at Wells Fargo Advisors, based in Conshohocken, PA, with 40 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
101 West Elm Street, 420 3rd Fl, Conshohocken, PA, 19428
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen acts as POA and trustee for his mother and co-trustee for his father, dedicating minimal time to these investment-related activities. He also owns 68.9% of Frank Brooks Florio Wealth Management LLC, dedicating full-time hours to the business.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
First Union Capital Markets CORP.Broker
Prudential Securities IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
State Registrations33 states
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