James Dickman
James Dickman is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Charlottesville, VA, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1759 Worth Park, Charlottesville, VA, 22911
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Regulatory History (1)
Customer Dispute
September 2008Other Business Activities
James is a minority owner of HFS Partners LLC, a real estate holding company, dedicating minimal time. He is also a finance committee member at Grace Community Church and Vice President of GCVARC, a ham radio club, spending a few hours per week on the latter.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
Horton Financial Services, INC.
Investacorp, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Life of Virginia Security Sales, LTD.Broker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.