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Earl Stewart

Stonex Advisors INC.
40 Years of Experience
Richmond, VA
1 DisclosureBroker
View SEC Summary
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Earl Stewart is a registered investment advisor at Stonex Advisors INC., based in Richmond, VA, with 40 years of industry experience. Earl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8639 Mayland Drive, Suite 106A, Richmond, VA, 23294

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Earl is a member of BCES, LLC, which rents office space and shares office expenses. He spends minimal time on this non-investment related activity.

Employment History
Current Registrations
Stonex Advisors INC.
June 2016 - Present · 10 yrs 4 mos
Stonex Securities INC.Broker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Sterne Agee Asset Management, INC.
December 2011 - June 2016 · 4 yrs 6 mos
Sterne, Agee & Leach, INC.Broker
December 2011 - June 2015 · 3 yrs 6 mos
Anderson & Strudwick, IncorporatedBroker
November 2008 - December 2011 · 3 yrs 1 mo
Anderson & Strudwick, Incorporated
November 2008 - December 2011 · 3 yrs 1 mo
Wachovia Securities, LLC
November 2006 - November 2008 · 2 yrs
Wachovia Securities, LLCBroker
October 2000 - November 2008 · 8 yrs 1 mo
First Union Brokerage Services, INC.Broker
March 1999 - October 2000 · 1 yr 7 mos
A. G. Edwards & Sons, INC.Broker
August 1988 - January 1999 · 10 yrs 5 mos
Investors Security Company, INC.Broker
December 1985 - August 1988 · 2 yrs 8 mos
Carillon Investments, INC.Broker
November 1985 - August 1988 · 2 yrs 9 mos
State Registrations6 states
ALAZCANCNJVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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