Gerard Swienton
Gerard Swienton is a CFP-designated registered investment advisor at Investment Leadership, LLC, based in Forest, VA, with 40 years of industry experience. Gerard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 125 clients with $86M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.40% |
Investment Leadership retains the ability to charge the client a flat percentage fee not to exceed the maximum rate in the schedule above. The annual fee for clients may be lowered in the sole discretion of Investment Leadership. Employee accounts and accounts for employee family members may be waived in the sole discretion of Investment Leadership. The fee for the CD Asset Management Program and Consulting Asset Management program is 0.25% annually billed quarterly.
Fee Estimator
Location
14805 Forest Road, Suite 226, Forest, VA, 24551
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gerard is a Managing Partner/Chief Compliance Officer at Investment Leadership, LLC, dedicating nearly full-time hours to the RIA. He is also a Registered Representative with Purshe Kaplan Sterling Investments and an agent for PKSF, offering fixed insurance solutions, while also participating in his church's finance council and managing Amherst Land Development LLC.
Employment History
Current Registrations
Investment Leadership, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Edward D. Jones & CO., L.P.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.