George Hicks
George Hicks is a CFP-designated registered investment advisor at Capital Investment Advisory Services, LLC, based in Raleigh, NC, with 40 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,276 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Basic annual fee schedule is up to 2% annually, which is negotiable based on client circumstances. Accounts may be subject to a minimum annual fee of $500.
Fee Estimator
Location
211 E. Six Forks Road, Suite 118, Raleigh, NC, 27609
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2015Customer Dispute
August 2010Customer Dispute
July 2008Other Business Activities
George is the author of a book called "In His Grip," and is involved in book sales and marketing since 2014. He spends minimal time on this activity, mostly outside of normal trading hours.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
Previous Registrations
Cic Advisers, LLC
Retirement Investment GroupBroker
Source Securities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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