Thomas Powers
Thomas Powers is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
200 Central Avenue, 24th Floor, St. Petersburg, FL, 33701
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2022Customer Dispute
September 2003Employment Separation After Allegations
October 1993Regulatory
April 1988Other Business Activities
Thomas owns a condo, has interest in a Fairfield Inn, and owns a sports bar and a liquid supplement company. He also serves on the Finance/Investment Committee for Ronald McDonald House Charities of Tampa Bay, dedicating minimal time to this role.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
William R. Hough & CO., INC
William R. Hough & CO.Broker
First Liberty Investment Group, INC.Broker
First of Philadelphia Investment Group, INC.Broker
Jason Mackenzie Securities CorporationBroker
Huberman Securities CORP.Broker
Pittock Financial CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.