Anthony Gregory
Anthony Gregory is a registered investment advisor at Osaic Wealth, INC., based in Tarpley, TX, with 34 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Tarpley, TX
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2004Customer Dispute
April 1988Other Business Activities
Anthony works as a financial advisor with Royal Alliance Associates since 2007. This takes about 10-20% of his time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
United Securities Alliance, INC.
United Securities Alliance, INC.
United Securities Alliance, INC.
United Securities Alliance, INC.Broker
First Montauk Securities CORP.
First Montauk Securities CORP.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Shearson Lehman Brothers INC.Broker
The Stuart-James Company, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.