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Denis Hartman

37 Years of Experience
Cincinnati, OH
Broker

Denis Hartman is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Cincinnati, OH, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

3805 Edwards Rd, Suite 610, Cincinnati, OH, 45209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
September 1999 - Present · 26 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
October 1998 - Present · 27 yrs 7 mos
Previous Registrations
Fifth Third/the Ohio CompanyBroker
March 1990 - October 1998 · 8 yrs 7 mos
Titan Capital CorporationBroker
February 1988 - October 1989 · 1 yr 8 mos
State Registrations24 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.