Michael Smith
Michael Smith is a registered investment advisor at Planmember Securities Corporation, based in Grover Beach, CA, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
Grover Beach, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a sole proprietor of Advantage Wealth Management since 2010, selling securities through PSEC, as well as insurance and annuity products. This activity takes nearly full-time.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Royal Alliance Associates, INC.Broker
Fimark Securities, INC.Broker
Mutual Service CorporationBroker
Wells Fargo Securities INC.Broker
Marketing One Securities, INC.Broker
Protective Equity Services, INC.Broker
Gna Securities, INC.Broker
Integrated Resources Investment Centers, INC.Broker
Gna Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.