Lianne Sussman is a registered investment advisor at Morgan Stanley, based in Santa Rosa, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3562 Round Barn Circle, 1st Floor, Santa Rosa, CA, 95403
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2014 - Present · 11 yrs 10 mos
Morgan StanleyBroker
July 2014 - Present · 11 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2008 - June 2014 · 6 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2007 - June 2014 · 6 yrs 11 mos
Wachovia Securities, LLCBroker
June 2000 - March 2007 · 6 yrs 9 mos
State Registrations36 states
AKARAZCACOCTDCDEFLGAHIIAIDILMAMIMSMTNCNHNJNVNYOHOKORPASCTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.