Keith Buchanan
Keith Buchanan is a registered investment advisor at LPL Financial LLC, based in Port Townsend, WA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Port Townsend, WA
Get directionsHistory
Regulatory History (3)
Judgment / Lien
August 2015Judgment / Lien
October 2014Customer Dispute
March 2014Other Business ActivitiesSells Insurance
Keith is involved in several outside business activities, including non-variable insurance sales since 2002 and showing people how to set up websites. He also owns KWB Insurance Agency and co-owns Cleo & Grey, his wife's business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Zahorik Company, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.