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RI
CFP · ChFC
RI
CFP · ChFC

Raymond Ianni

Principal Securities, INC.
40 Years of Experience
Wilmington, DE
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Raymond Ianni is a CFP, ChFC-designated registered investment advisor at Principal Securities, INC., based in Wilmington, DE, with 40 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.

Principal Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1709 advisors
Number of Clients
51,941 clients
Average Client Portfolio
$328K average
Assets Under Management
$17.0B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K1.75%
$150K - $250K1.75%
$250K - $500K1.75%
$500K - $1000K1.20%
$1M+1.10%

Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1013 Centre Rd, Ste 303, Wilmington, DE, 19805

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Raymond is a board member for St Anthony's Education Fund and a finance committee member for Salesianum School Endowment. He also co-owns rental properties, is a club member at Fieldstone Golf Club, and provides tax preparation services through Ianni Wealth Management LLC, dedicating minimal time to each activity.

Employment History
Current Registrations
Principal Securities, INC.Broker
October 2002 - Present · 24 yrs
Principal Securities, INC.
October 2002 - Present · 24 yrs
Previous Registrations
1717 Capital Management Company
August 1996 - October 2002 · 6 yrs 2 mos
1717 Capital Management CompanyBroker
November 1985 - October 2002 · 16 yrs 11 mos
State Registrations32 states
AZCACOCTDCDEFLGAHIIAIDILINKSMAMDMEMIMONCNHNJNYOHORPASCTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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