Gerard Simonelli
Gerard Simonelli is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Jericho, NY, with 39 years of industry experience. Gerard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
390 N Broadway Ste 240, Jericho, NY, 11753-2110
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
August 2013Customer Dispute
October 2012Customer Dispute
March 2010Employment Separation After Allegations
November 1994Other Business ActivitiesSells Insurance
Gerard owns real estate, including a single-family home and rental property. He is also an independent insurance broker and manages Simon & Elli LLC, as well as serving as Managing Partner at Flagship Advisors, dedicating about a quarter of his time to the latter.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
American Investment Planners LLC
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
North Ridge Securities CORP.Broker
Westco Investment CORP.Broker
Nathan & Lewis Securities, INC.Broker
Aetna Investment Services, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
Nathan & Lewis Securities, INC.Broker
First Investors CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.