KL
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Keith Lea

28 Years of Experience
Overland Park, KS
1 Disclosure

Keith Lea is a registered investment advisor at Prime Capital Financial, based in Overland Park, KS, with 28 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 19,012 clients with $30B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
254 advisors
Number of Clients
19,012 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$30.1B

Fee Structure

Minimum Investment:$2.5K
Planning is included in investment management (also available separately)

Prime Capital Financial offers asset management services where fees typically range from 1.00% to 1.50% annually, but can range from 0.25% to 2.50% of the assets in your account. Fees are negotiable based on factors like the advisor, client type, complexity, account composition, trading activity, potential deposits, client relationship, and total assets managed. Different advisors may charge different fees for the same services. Clients also pay transaction costs. Some clients may be charged performance-based fees. A minimum investment of $100,000 is required for the Opportunistic Growth Strategy.

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Location

6201 College Blvd., Suite #150, Overland Park, KS, 66211

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History

Regulatory History (1)
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Customer Dispute
July 2001
Pending
Other Business Activities

Keith is a managing member of BY LO SL HI, LLC, dedicating minimal time to expense payments, record keeping, and other business maintenance. He is also a member of CHHSZ Holdings, LLC, the sole owner of Prime Capital Investment Advisors, LLC, spending minimal time providing investment advisory services.

Employment History
Current Registrations
Prime Capital Financial
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Sphere, LLC
June 2017 - March 2021 · 3 yrs 9 mos
Cetera Investment Advisers LLC
January 2014 - June 2017 · 3 yrs 5 mos
Cetera Investment Services LLCBroker
November 2005 - June 2017 · 11 yrs 7 mos
Cetera Investment Services LLC
November 2005 - January 2014 · 8 yrs 2 mos
Investment Professionals, INC.
January 2001 - November 2005 · 4 yrs 10 mos
Investment Professionals, INC.Broker
August 2000 - November 2005 · 5 yrs 3 mos
Arvest Asset ManagementBroker
September 1997 - August 2000 · 2 yrs 11 mos
State Registrations2 states
ARTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Keith Lea - Financial Advisor | TrueAdvisor