David King
David King is a registered investment advisor at Cetera Investment Advisers LLC, based in Seven Fields, PA, with 39 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
310 Seven Fields Blvd, Suite 161, Seven Fields, PA, 16046
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an agent at Gierl Augustine & Associates, selling insurance and annuity products, dedicating a few hours per week. He also assists Avantax advisors in the sales and service of fixed index and fixed annuities, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Advisors LLCBroker
Cetera Investment Services LLC
Cetera Wealth Services, LLC
Cetera Financial Specialists LLC
Cetera Advisors LLC
Cetera Investment Services LLCBroker
Avantax Planning Partners, INC.
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Stratos Wealth Advisors LLC
Purshe Kaplan Sterling InvestmentsBroker
Gierl Augustine Investment Management, INC.
Cambridge Investment Research, INC.Broker
Allstate Financial Services, LLCBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Hornor, Townsend & Kent, INC.Broker
Olde Economie Financial Consultants, LTD.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Roney & CO.Broker
Prudential-Bache Securities INC.Broker
Thomson Mckinnon Securities INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.