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Mark Johnson

Colliers Securities LLC
40 Years of Experience
Fargo, ND
1 DisclosureBroker
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Mark Johnson is a registered investment advisor at Colliers Securities LLC, based in Fargo, ND, with 40 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 816 clients with $330M in assets under management.

Colliers Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
26 advisors
Number of Clients
816 clients
Average Client Portfolio
$404K average
Assets Under Management
$329.6M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.50%
$250K - $500K2.00%
$500K+1.50%

Fees are negotiable. Envestnet and Dana wrap programs include separate program fees and third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3170 43rd Street S, Suite 105, Fargo, ND, 58104-8908

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark is an owner and managing partner of K & P Johnson Family LLP, a family farm, since 2013, dedicating a few hours per week to managing rental agreements and bookkeeping. He also serves on the advisory board for Rennisance Condominium, spending minimal time on association decisions.

Employment History
Current Registrations
Colliers Securities LLC
December 2010 - Present · 15 yrs 10 mos
Colliers Securities LLCBroker
December 2010 - Present · 15 yrs 10 mos
Previous Registrations
Primevest Financial Services, INC.
May 2005 - December 2010 · 5 yrs 7 mos
Primevest Financial Services, INC.Broker
March 2005 - December 2010 · 5 yrs 9 mos
Wells Fargo Investments, LLC
March 2001 - March 2005 · 4 yrs
Wells Fargo Brokerage Services, L.L.C.Broker
January 2001 - December 2003 · 2 yrs 11 mos
Wells Fargo Investments, LLCBroker
December 2000 - March 2005 · 4 yrs 3 mos
Wells Fargo Securities INC.Broker
November 1999 - May 2001 · 1 yr 6 mos
Wells Fargo Brokerage Services, L.L.C.Broker
February 1989 - December 2000 · 11 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1985 - February 1989 · 3 yrs 2 mos
State Registrations36 states
AZCACOCTDCFLGAIAIDILINKYMAMIMNMOMTNCNDNENHNJNMNVNYOHOKORPASCSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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