Richard Dubois
Richard Dubois is a registered investment advisor at Dubois Wealth Management, LLC, based in St. Simons Island, GA, with 7 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 14 clients with $5.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.5M | 0.90% |
| $2.5M+ | 0.65% |
Fees are negotiable.
Fee Estimator
Location
St. Simons Island, GA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2020Other Business Activities
Richard owns and manages a personal rental home using VRBO. He is also a board member for Upper Street Marketing and an outdoor service attendant for Sea Island Outdoor Service, dedicating minimal time to the board and a few hours per week to the outdoor service.
Employment History
Current Registrations
Dubois Wealth Management, LLC
Previous Registrations
Capsouth Wealth Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.