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James Christianson

Robert W. Baird & CO. Incorporated
40 Years of Experience
Lake Oswego, OR
2 DisclosuresBroker
View SEC Summary
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James Christianson is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Lake Oswego, OR, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

5400 Meadows Rd, Ste 300, Lake Oswego, OR, 97035

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2015
Final
Employment Separation After Allegations
September 2012
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
November 2014 - Present · 11 yrs 8 mos
Robert W. Baird & CO. Incorporated
November 2014 - Present · 11 yrs 8 mos
Robert W. Baird & CO. Incorporated
November 2014 - Present · 11 yrs 8 mos
Previous Registrations
Mcadams Wright Ragen, INC.
July 2014 - November 2014 · 4 mos
Mcadams Wright Ragen, INC.Broker
September 2012 - November 2014 · 2 yrs 2 mos
Wells Fargo Advisors, LLCBroker
January 2008 - October 2012 · 4 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
July 1990 - January 2008 · 17 yrs 6 mos
Murphey Favre, INC.Broker
January 1987 - July 1990 · 3 yrs 6 mos
Somers, Grove & CO., INC.Broker
January 1986 - January 1987 · 1 yr
State Registrations11 states
AZCAFLILMENVNYOHORVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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