Giovanni Gallo is a registered investment advisor at LPL Financial LLC, based in Florham Park, NJ, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
248 Columbia Tpke Ste 317, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Giovanni operates under two DBAs for his LPL business: Gladstone Wealth Partners and Coastal Integrity Wealth Advisors. He dedicates full-time hours to these investment-related activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Parsonex Advisory Services, INC.
Parsonex Securities, INC.Broker
Lloyd Wade Securities INC.Broker
Barron Chase Securities, INC.Broker
Thomas James Associates, INC.Broker
Prudential-Bache Securities INC.Broker
J F Lowe & Company IncorporatedBroker
Greentree Securities CORP.Broker
Allstate Investment Group, INC.Broker
First Investors CorporationBroker
The Stuart-James Company, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.