Ward Brickner
Ward Brickner is a registered investment advisor at Osaic Wealth, INC., based in Hauppauge, NY, with 40 years of industry experience. Ward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
200 Motor Parkway, Sute A5, Hauppauge, NY, 11788
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Regulatory History (2)
Customer Dispute
August 2011Customer Dispute
August 2010Other Business ActivitiesSells Insurance
Ward sells non-Guardian insurance products through Fortress Financial Services, Inc. He is also a partner at National Network for Attorneys, spending minimal time marketing to attorneys for 401k and personal investments, and a partner at Fortress Financial Services, Inc., where he spends nearly full-time providing investment advice and management, including life insurance and long-term care insurance.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
W.J. Nolan & Company, INC.Broker
Baird, Patrick & CO., INC.Broker
Fahnestock & CO., INC.Broker
Fahnestock International INC.Broker
Fahnestock & CO., INC.Broker
Kuhns Brothers & Laidlaw, INC.Broker
The Stuart-James Company, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.