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Daniel Dickherber

39 Years of Experience
St. Louis, MO
Broker

Daniel Dickherber is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in St. Louis, MO, with 39 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

501 N. Broadway, St. Louis, MO, 63102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
January 2002 - Present · 24 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2001 - Present · 25 yrs 2 mos
Previous Registrations
Equity Compass Strategies
May 2008 - December 2008 · 7 mos
Fixed Income Securities, INC.Broker
April 2000 - March 2001 · 11 mos
Mercantile Investment Services, INC.Broker
July 1997 - December 1999 · 2 yrs 5 mos
Corelink Financial, INC.Broker
September 1995 - July 1997 · 1 yr 10 mos
Tri-Merica Securities CorporationBroker
April 1994 - September 1995 · 1 yr 5 mos
Sunamerica Securities, INC.Broker
May 1992 - April 1994 · 1 yr 11 mos
Anchor National Financial Services, INC.Broker
June 1991 - May 1992 · 11 mos
Marketing One Securities, INC.Broker
July 1987 - May 1991 · 3 yrs 10 mos
Sherwood Capital, INC.Broker
February 1987 - July 1987 · 5 mos
First Jersey Securities, INC.Broker
January 1986 - January 1987 · 1 yr
State Registrations2 states
CAMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.