Robert Basham
Robert Basham is a registered investment advisor at Cetera Investment Advisers LLC, based in Midlothian, VA, with 38 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
130 Wylderose Dr, Midlothian, VA, 23113
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Regulatory History (1)
Customer Dispute
January 2003Other Business ActivitiesSells Insurance
Robert serves on the Citizens Transportation Advisory Committee and works as an agent/broker for VAM Fixed Insurance, dedicating minimal time and a few hours per week, respectively. He also works full-time as a financial advisor for Virginia Asset Management, offering securities, advisory, and insurance services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
MML Investors Services, LLCBroker
MML Investors Services, LLC
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Guardian Investor Services CorporationBroker
F.N. Wolf & CO., INC.Broker
Sherwood Capital, INC.Broker
First Jersey Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.