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Ann Kinder

21 Years of Experience
Fort Smith, AR
Broker

Ann Kinder is a registered investment advisor at LPL Financial LLC, based in Fort Smith, AR, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

12106 Old Hwy 71 South Ste B, Fort Smith, AR, 72916

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ann operates Kinder Financial Strategies as a DBA for her LPL business since 2018, dedicating full-time hours to it. She also operates Pence Financial Group as another DBA for her LPL business since 2022, also dedicating full-time hours to it.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2018 - Present · 7 yrs 9 mos
LPL Financial LLC
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
June 2018 - August 2018 · 2 mos
Ameriprise Financial Services, INC.
June 2018 - August 2018 · 2 mos
Investment Professionals, INC.
August 2013 - August 2018 · 5 yrs
Investment Professionals, INC.Broker
August 2013 - August 2018 · 5 yrs
Edward Jones
June 2011 - August 2013 · 2 yrs 2 mos
Edward JonesBroker
April 2011 - August 2013 · 2 yrs 4 mos
Philadelphia Life Asset Planning CompanyBroker
April 1989 - December 1992 · 3 yrs 8 mos
Pml Securities CompanyBroker
May 1986 - March 1989 · 2 yrs 10 mos
MML Investors Services, INC.Broker
January 1986 - May 1986 · 4 mos
State Registrations12 states
ARAZFLGAIAKYLAMOOKSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ann Kinder - Financial Advisor | TrueAdvisor