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Richard Barca

40 Years of Experience
Los Angeles, CA
BrokerSells Insurance

Richard Barca is a registered investment advisor at Cetera Investment Advisers LLC, based in Los Angeles, CA, with 40 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3600 Wilshire Blvd Suite 1914, Los Angeles, CA, 90010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Richard sells fixed insurance products, including life insurance, annuities, and long-term care. He is also an affiliated person with Barca & Barca Financial Network, dedicating a full-time amount of time to financial services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
March 1987 - Present · 39 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
July 1997 - June 2023 · 25 yrs 11 mos
Columbine Securities, INC.Broker
December 1985 - March 1987 · 1 yr 3 mos
State Registrations12 states
AZCAGAILMDNVNYOKSCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.