Roy Blanc
Roy Blanc is a registered investment advisor at Ameriprise Financial Services, LLC, based in Mobile, AL, with 31 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2607 Dauphin St Ste B, Mobile, AL, 36606
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Regulatory History (1)
Customer Dispute
September 2017Other Business Activities
Roy is an author of several fiction novels, including "The Creole Son", "A Better Place", "Comfortable Graves", "The Katrina Class", "The Hydrogen Frontier", and "The Newspaper Shack". He spends about 10-20% of his time on "Comfortable Graves" and "The Katrina Class", and minimal time or no time on the others.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Edward JonesBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Sisung Securities CorporationBroker
G. R. Phelps & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
The Stuart-James Company, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.