WB
WB

Wayne Blanchette

38 Years of Experience
Shelton, CT
2 DisclosuresBrokerSells Insurance

Wayne Blanchette is a registered investment advisor at LPL Enterprise, LLC, based in Shelton, CT, with 38 years of industry experience. Wayne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1 Corporate Drive, Suite 205, Shelton, CT, 06484

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2020
Closed-No Action
Customer Dispute
August 2007
Settled
Other Business ActivitiesSells Insurance

Wayne is involved with Prudential/Crump as an outbrokerage for fixed insurance products since November 2024. This investment-related activity requires minimal time.

Employment History
Current Registrations
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 11 mos
LPL Enterprise, LLC
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Prudential Financial Planning Services
February 2014 - November 2024 · 10 yrs 9 mos
Pruco Securities, LLC.Broker
November 2010 - November 2024 · 14 yrs
Nia Securities, L.L.C.Broker
May 2008 - July 2010 · 2 yrs 2 mos
Securian Financial Services, INC.Broker
September 2006 - April 2008 · 1 yr 7 mos
Usi Securities, INC.Broker
December 2005 - September 2006 · 9 mos
MML Investors Services, INC.Broker
April 2005 - December 2005 · 8 mos
The Lincoln National Life Insurance CompanyBroker
December 2003 - March 2005 · 1 yr 3 mos
Lincoln Financial Advisors CorporationBroker
December 2003 - March 2005 · 1 yr 3 mos
Veravest Investments, INC.Broker
May 1999 - December 2003 · 4 yrs 7 mos
Hartford Equity Sales Company INC.Broker
December 1998 - March 2000 · 1 yr 3 mos
Nylife Securities INC.Broker
October 1996 - November 1998 · 2 yrs 1 mo
MML Investors Services, INC.Broker
June 1995 - May 1996 · 11 mos
John Hancock Mutual Life Insurance CompanyBroker
December 1986 - May 1995 · 8 yrs 5 mos
John Hancock Distributors, INC.Broker
December 1986 - May 1995 · 8 yrs 5 mos
State Registrations10 states
CTDEFLMANHNJNYRITXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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