RP
RP

Robert Patten

40 Years of Experience
Mystic, CT
Broker

Robert Patten is a registered investment advisor at Morgan Stanley, based in Mystic, CT, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

12 Coogan Boulevard, Suite 201, Mystic, CT, 06355

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Robert is a member of the investment committee for St. James Episcopal Church and a member of the finance committee for Mystic Aquarium - Sea Research Foundation. He dedicates minimal time to these activities outside of business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 1999 - April 2007 · 8 yrs 1 mo
Morgan Stanley Dw INC.Broker
November 1995 - April 2007 · 11 yrs 5 mos
Smith Barney INC.Broker
July 1993 - November 1995 · 2 yrs 4 mos
Lehman Brothers INC.Broker
January 1993 - July 1993 · 6 mos
Janney Montgomery Scott INC.Broker
November 1987 - January 1993 · 5 yrs 2 mos
First Investors CorporationBroker
January 1986 - November 1987 · 1 yr 10 mos
State Registrations27 states
ARAZCACTDCDEFLMAMDMEMNMONCNHNJNMNVNYOKPARISCSDTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Patten - Financial Advisor | TrueAdvisor