Rosalie Schlaen
Rosalie Schlaen is a CFP-designated registered investment advisor at Pinnacle Investments, LLC, based in Miami, FL, with 40 years of industry experience. Rosalie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,961 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pinnacle Investments charges an annual advisory fee of 3.00% for AdvisorPro accounts. This fee may be negotiable based on the investment advisor representative, account size, investment complexity, use of PCM as a sub-advisor, and the level of service required. There is a minimum annual program fee of $100.00. Accounts managed by PCM generally have a minimum opening balance of $100,000.
Location
20801 Biscayne Blvd Suite 403, Suite 403, Miami, FL, 33180
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2019Other Business Activities
Rosalie owns two rental properties, Casas 2 since 2018 and Casa 1, LLC since 2014. She dedicates minimal time to these activities.
Employment History
Current Registrations
Pinnacle Investments, LLC
Pinnacle Investments, LLCBroker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Bradstreet Capital, INC.Broker
Brown & Hawk, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.