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Thomas Rollando

24 Years of Experience
Greensboro, GA
Broker

Thomas Rollando is a registered investment advisor at Wells Fargo Advisors, based in Greensboro, GA, with 24 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Greensboro, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas owns rental property, dedicating minimal time to maintenance and rent collection. He also has a 33.3% ownership in Three Bulls, LLC DBA Warren Capital Management, LLC, where he spends full-time on portfolio management, and 100% ownership in Trollando, Inc and T Rollando INC 401K, spending minimal time.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2019 - Present · 6 yrs 10 mos
Wells Fargo Advisors
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2009 - July 2019 · 10 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2009 - July 2019 · 10 yrs 6 mos
Ust Financial Services CORP.Broker
July 2000 - August 2001 · 1 yr 1 mo
Dean Witter Reynolds INC.Broker
September 1996 - November 1996 · 2 mos
Dominion Capital CorporationBroker
March 1990 - December 1994 · 4 yrs 9 mos
Prudential-Bache Securities INC.Broker
September 1986 - February 1988 · 1 yr 5 mos
State Registrations20 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.