RB
RB

Richard Basler

55 Years of Experience
St. Louis, MO
Broker

Richard Basler is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in St. Louis, MO, with 55 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

6074 Telegraph Rd, St. Louis, MO, 63129

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is an associate/employee at R.W. Basler & Co. Inc. as a financial advisor since 1977. He also serves on the Finance/Investment Committee for Ursuline Provincialate since 2018, participating in quarterly investment portfolio reviews; both activities require minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
December 1976 - Present · 49 yrs 5 mos
Previous Registrations
Raymond James Financial Services
April 1995 - January 2009 · 13 yrs 9 mos
Darpel Equities, INC.Broker
October 1970 - February 1977 · 6 yrs 4 mos
J. F. Darpel and CO., INC.Broker
September 1970 - March 1973 · 2 yrs 6 mos
State Registrations28 states
AKALCACOCTFLGAIAILKSKYMIMNMOMSNCNVNYOHOKPASCSDTNTXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Richard Basler - Financial Advisor | TrueAdvisor