Robert Caplinger
Robert Caplinger is a registered investment advisor at Thurston Springer Advisors, based in Lafayette, IN, with 40 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 6,759 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Thurston Springer uses third-party portfolio advisors, and clients pay a fee based on the third-party's fee schedule. Thurston Springer retains a portion of this fee. The overall advisory fee is negotiable. Clients will have some cash in their account to cover advisory fees. Clients may pay additional fees or expenses in a third-party advisory account, such as ticket charges, IRA fees, and wire fees.
Location
35 Executive Drive, Suite 2, Lafayette, IN, 47905
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2006Other Business ActivitiesSells Insurance
Robert is the owner of Landmark Financial Services, LLC, where he works as a financial planner, handles investments, and sells insurance and Medicare supplements. This takes about 10% of his time.
Employment History
Current Registrations
Thurston Springer Advisors
Thurston, Springer, Miller, Herd & Titak, INC.Broker
Previous Registrations
Thurston Springer Financial
Sterne Agee Investment Advisor Services, INC.
Sterne Agee Financial Services, INC.Broker
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
Ffp Advisory Services INC
Ffp Securities, INC.Broker
First Pacific Capital CorporationBroker
Southmark Financial Services, INC.Broker
Waddell & Reed, INC.Broker
Waddell & Reed, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.