Richard Heagen
Richard Heagen is a registered investment advisor at LPL Financial LLC, based in Boca Raton, FL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4600 N Dixie Hwy, Boca Raton, FL, 33431
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is associated with RW Heagen & Associates Inc. as a tax entity and also has involvement with Property and Casualty insurance. He is also an agent for non-variable insurance and is associated with Annuity Experts, dedicating minimal time to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
NationssecuritiesBroker
Nationsbanc Securities, INC.Broker
Invest Financial CorporationBroker
Prudential-Bache Securities INC.Broker
Equitable Securities of New York,inc.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.