SG
SG
Scott Gerde is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530
Get directionsHistory
Regulatory History (3)
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Customer Dispute
August 2015Settled
Customer Dispute
July 2010Denied
Customer Dispute
December 2007Withdrawn
Other Business Activities
Scott is an advisor to the Board of Directors of "My Wine Society", assisting with potential mergers, acquisitions, and financial fundraises. This activity, which began in October 2018, takes a few hours per week.
Employment History
Current Registrations
Morgan Stanley
November 2020 - Present · 5 yrs 6 mos
Morgan StanleyBroker
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Hsbc Securities (USA) INC.
November 2007 - November 2020 · 13 yrs
Hsbc Securities (USA) INC.Broker
January 2005 - November 2020 · 15 yrs 10 mos
Hsbc Brokerage (USA) INC.Broker
August 2002 - January 2005 · 2 yrs 5 mos
Salomon Smith Barney INC.Broker
July 1999 - May 2001 · 1 yr 10 mos
Citicorp Investment ServicesBroker
June 1992 - July 1999 · 7 yrs 1 mo
Citicorp Financial Services,inc.Broker
September 1990 - June 1992 · 1 yr 9 mos
Landmark Brokerage Services, INC.Broker
June 1990 - October 1990 · 4 mos
Robert Todd Financial CORP.Broker
February 1990 - June 1990 · 4 mos
William M. Cadden & CO., INC.Broker
January 1990 - April 1990 · 3 mos
V P Securities, INC.Broker
December 1989 - February 1990 · 2 mos
Levco Securities CORP.Broker
April 1989 - July 1989 · 3 mos
Investors Center, INC.Broker
May 1986 - March 1989 · 2 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.