JB
JB

John Bottiglia

40 Years of Experience
Ft. Wayne, IN
Broker

John Bottiglia is a registered investment advisor at Raymond James & Associates, INC., based in Ft. Wayne, IN, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

9910 Dupont Circle Drive East, Suite 100, Ft. Wayne, IN, 46825

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

John is the executor for the Estate for Joanne Bottiglia since 2017, dedicating minimal time. He is also an executor for another estate, spending minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2007 - Present · 19 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2007 - Present · 19 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
December 1998 - February 2007 · 8 yrs 2 mos
Citigroup Global Markets INC.Broker
July 1993 - February 2007 · 13 yrs 7 mos
Lehman Brothers INC.Broker
July 1993 - July 1993 · 0 mos
Prudential Securities IncorporatedBroker
November 1990 - July 1993 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1986 - November 1990 · 4 yrs 1 mo
Sandhurst Securities LTD.Broker
March 1986 - October 1986 · 7 mos
State Registrations25 states
ARCACODCFLGAILINKYMIMNMONCNHNMNVNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Bottiglia - Financial Advisor | TrueAdvisor