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Kenneth Katcher

39 Years of Experience
Lawrenceville, NJ
Broker

Kenneth Katcher is a registered investment advisor at Ameriprise Financial Services, LLC, based in Lawrenceville, NJ, with 39 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1200 Lenox Dr, Ste 201, Lawrenceville, NJ, 08648

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLC
March 2017 - Present · 9 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2002 - April 2017 · 14 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
October 1999 - April 2017 · 17 yrs 6 mos
First Union Capital Markets CORP.Broker
February 1998 - October 1999 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1992 - February 1998 · 6 yrs 1 mo
Financial Northeastern Securities, INC.Broker
October 1988 - January 1992 · 3 yrs 3 mos
Hym Financial, INC.Broker
May 1987 - June 1988 · 1 yr 1 mo
Chubb Securities CorporationBroker
August 1986 - February 1987 · 6 mos
Pruco Securities CorporationBroker
January 1986 - September 1986 · 8 mos
State Registrations18 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.