Lawrence Innes is a registered investment advisor at The Innes Associates, LTD., based in Tempe, AZ, with 12 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 45 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 1.00% |
Fees above $2,000,001 are negotiable.
Fee Estimator
Location
60 E. Rio Salado Pkwy, Suite 900, Tempe, AZ, 85281
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lawrence is involved with multiple real estate ventures, including cabin rentals and an apartment complex, across various locations. These activities are not investment-related.
Employment History
Current Registrations
The Innes Associates, LTD.
Previous Registrations
The Innes Associates, LTD.
The Innes Associates, LTD.
The Innes Associates, LTD.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.