Dominick Riolo
Dominick Riolo is a registered investment advisor at LPL Financial LLC, based in New City, NY, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
254 South Main St, Ste.406, New City, NY, 10956
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2011Customer Dispute
April 2008Other Business ActivitiesSells Insurance
Dominick operates Riolo Financial Group as a DBA for his LPL business and provides tax preparation/accounting services. He also completes FAFSA forms and is an agent for non-variable insurance, dedicating minimal time to the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
National Asset Management, INC.
National Securities CorporationBroker
Asset & Financial Planning, LTD
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Royal Alliance Associates, INC.Broker
Dime Securities of Ny, INC.Broker
Invest Financial CorporationBroker
American Express Financial Advisors INC.Broker
Ids Marketing CorporationBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.